SW
Stone Wall Money Management Llc
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 331409
· Shelton, CT
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ADV data as of May 28, 2026
- Regulatory AUM
- $8.8M
- Discretionary
- $8.8M
- Clients
- 67
- Avg AUM / client
- $132K
- Accounts
- 78
- Employees
- 6
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 67 | $6.6M | 74.5% |
| High net worth individuals | Fewer than 5 clients | $2.2M | 25.5% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael J Lehrhaupt | Registered representative | Jun 2024 (2y) | ||
| Anthony Pisani | Registered representative | Nov 2024 (2y) | ||
| Robert Borea | Registered representative | Apr 2025 (1y) | ||
| Crystal Marie Collado | Registered representative | Apr 2025 (1y) | ||
| Benjamin Michael Berger | Registered representative | May 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/28/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $8.8M (100% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 28, 2026.
View current Form ADV (SEC/IAPD) ↗