AUMdb

Steele Street Capital Llc

SEC-registered Broker-Dealer (Dually Registered) · Small ($100M–$1B) CRD 331520 · SEC file 801-130911 · Portsmouth, NH · www.steelestreetcapital.com
☆ Save with Pro ADV data as of Jul 21, 2026
Regulatory AUM
$140M
Discretionary
$124M
Clients
101
Avg AUM / client
$1.4M
Accounts
251
Employees
3

AUM over time

$0 $140M
Jul 12, 2024 Jul 21, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jul 21, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 48 $12.9M 9.18%
High net worth individuals 31 $74.5M 53.1%
Pension and profit sharing plans 15 $45.4M 32.3%
Corporations and other businesses 7 $7.6M 5.43%

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
David Michael Gerasin Owner, Chief Compliance Officer May 2024 (2y) 75% or more
Peyton Oakes Bryden Registered representative Sep 2025 (1y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 07/01/2026 902 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 21, 2026.

View current Form ADV (SEC/IAPD) ↗