Highroad Wealth Advisors, Llc
- Regulatory AUM
- $189M
- Discretionary
- $189M
- Clients
- 111
- Avg AUM / client
- $1.7M
- Accounts
- 318
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Jan 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 41 | $15.5M | 8.24% |
| High net worth individuals | 69 | $173M | 91.6% |
| Charitable organizations | 1 | $339K | 0.18% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jason Maurice Finnigan | Managing Member/Investment Advisor Representative/Chief Compliance Officer | May 2024 (2y) | 50% – 75% | |
| Joshua James Snoddy | Managing Member/Investment Advisor Representative | May 2024 (2y) | 50% – 75% | |
| Jayden Kyler Frank | Registered representative | May 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/26/2026 | 905 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Truist Financial Corp $189M (100% of AUM) Jan 2026
- Altruist Financial $189M (100% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 26, 2026.
View current Form ADV (SEC/IAPD) ↗