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Investment Adviser · Boutique (under $100M)
CRD 331612
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ADV data as of Feb 03, 2025
- Regulatory AUM
- $21.7M
- Discretionary
- $7.8M
- Clients
- 11
- Avg AUM / client
- $2.0M
- Accounts
- 33
- Employees
- 2
AUM over time
$0
$21.7M
May 17, 2024
Feb 3, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 03, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 4 | $1.2M | 5.56% |
| Corporations and other businesses | 5 | $17.8M | 82.2% |
| Other | 2 | $2.7M | 12.3% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • CONSULTING FEES
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- UBS $8.5M (39% of AUM) Feb 2025
- Charles Schwab & Co. $7.8M (36% of AUM) Feb 2025
- J.P. Morgan $5.4M (25% of AUM) Feb 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 03, 2025.