Hampton Rock Wealth Management I, Llc
- Regulatory AUM
- $192M
- Discretionary
- $192M
- Clients
- 56
- Avg AUM / client
- $3.4M
- Accounts
- 161
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of May 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 29 | $10.7M | 5.58% |
| High net worth individuals | 22 | $167M | 86.9% |
| Charitable organizations | 1 | $563K | 0.29% |
| Corporations and other businesses | 4 | $14.0M | 7.28% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stuart Laidlaw Brown | Ceo | May 2024 (2y) | ≈ 18.75% – 50% via Johnswood, Llc | |
| David Alan Dodson | Co Founder, Chief Compliance Officer, Cio | CFP CFA | Jul 2024 (2y) | 50% – 75% |
| Rebekah Ann Havlinek | Registered representative | Jun 2025 (1y) | ||
| Catalina Salvatierra | Registered representative | Oct 2025 (1y) | ||
| Bryan Scott Shuda | Registered representative | May 2026 (0y) | ||
| Ericka Leigh Koenigsberg | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Johnswood, Llc | Owner | May 2024 | A | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Stuart Laidlaw Brown: 75% – 100% of Johnswood, Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/18/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $166M (86% of AUM) May 2026
- Unchained Capital, Inc $26.6M (14% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 18, 2026.
View current Form ADV (SEC/IAPD) ↗