Diversified Enterprises, Llc
- Regulatory AUM
- $2.8B
- Discretionary
- $2.7B
- Clients
- 2,002
- Avg AUM / client
- $1.4M
- Accounts
- 6,570
- Employees
- 53
AUM over time
Annual snapshots from Form ADV filings · as of Jul 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,154 | $440M | 15.8% |
| High net worth individuals | 828 | $2.2B | 79.5% |
| Pooled investment vehicles (non-investment companies) | 1 | $48.4M | 1.73% |
| Pension and profit sharing plans | 11 | $62.4M | 2.24% |
| Corporations and other businesses | 8 | $20.1M | 0.72% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $36.3M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Cash Management, L.P. Ii | Other Private Fund | Delaware | $36.3M | 5 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Simon Eye Management Llc 401(k) Profit Sharing Plan & Trust Simon Eye Management Llc | 2024 |
People (29)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew Scott Rosen | President | CFP | Jul 2024 (2y) | ≈ 12.5% – 37.5% via Diversified, Llc |
| David Phillip Levy | Managing Member | CFP | Jul 2024 (2y) | ≈ 12.5% – 37.5% via Diversified, Llc |
| La Barbera, Anthony | Chief Operating Officer | Jul 2024 (2y) | Less than 5% | |
| Michael Todd Horwath | Chief Investment Officer | CFA | Jul 2024 (2y) | Less than 5% |
| Michael Allen Fisher | Chief Executive Officer | CFP | Jul 2024 (2y) | Less than 5% |
| Clark Thomas Schweitzer | Registered representative | CFP | Aug 2024 (2y) | |
| Jacob C Foster | Registered representative | CFP | Aug 2024 (2y) | |
| Kyle Hill | Registered representative | CFP | Aug 2024 (2y) | |
| Martin Tyler Mcguire | Registered representative | CFP | Aug 2024 (2y) | |
| Max Berger | Registered representative | CFP | Aug 2024 (2y) | |
| Peter J Hackenbrack | Registered representative | Aug 2024 (2y) | ||
| Renae Ransdell | Registered representative | CFP | Aug 2024 (2y) | |
| Stephen Christopher Wildman | Registered representative | CFP | Aug 2024 (2y) | |
| Thomas Michael Ervin | Registered representative | CFP | Aug 2024 (2y) | |
| William Elliott Torrance | Registered representative | Aug 2024 (2y) | ||
| Matthew Robert Stack | Registered representative | CFP | Aug 2024 (2y) | |
| Tyler Robert Procacci | Registered representative | CFA | May 2025 (1y) | |
| Ashley Diane Howard | Registered representative | Sep 2025 (1y) | ||
| Jonathan Francis Cahill | Registered representative | CFP | Sep 2025 (1y) | |
| Anthony Barbosa | Registered representative | Nov 2025 (1y) | ||
| Robert Glen Bruce | Registered representative | Dec 2025 (1y) | ||
| Scott Robert Bruce | Registered representative | CFP | Dec 2025 (1y) | |
| Stacey Lynn Brady | Registered representative | Dec 2025 (1y) | ||
| James Kerr Pollock | Registered representative | CFA | Feb 2026 (0y) | |
| Nicklaus Michael Areddy | Registered representative | CFP | Feb 2026 (0y) | |
| Robert Newton Pollock | Registered representative | Feb 2026 (0y) | ||
| Levi James May | Registered representative | Mar 2026 (0y) | ||
| Scott Francis Lavelle | Registered representative | CFA | May 2026 (0y) | |
| Johathan Micheal Williams | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Diversified, Llc | Owner | Jul 2024 | A | 25% – 50% |
| Diversified Penn, Llc | Owner | Jul 2024 | A | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Andrew Scott Rosen: 50% – 75% of Diversified, Llc × 25% – 50% direct ≈ 12.5% – 37.5% of the firm
- David Phillip Levy: 50% – 75% of Diversified, Llc × 25% – 50% direct ≈ 12.5% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $36.3M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Cash Management, L.P. Ii | Other Private Fund | $36.3M | $0 | 5 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Simon Eye Management Llc 401(k) Profit Sharing Plan & Trust | Simon Eye Management Llc | 195 | $9.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (2 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/20/2026 | 1.2 MB | View · PDF · Source ↗ |
| Form ADV (full filing) | 06/08/2026 | 1.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • SOLICITOR FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- SEI Private Trust $1.9B (68% of AUM) Jul 2026
- Charles Schwab & Co. $411M (15% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 20, 2026.
View current Form ADV (SEC/IAPD) ↗