Spartan Wealth Advisory Services Llc
- Regulatory AUM
- $1.5B
- Discretionary
- $1.5B
- Clients
- 1,176
- Avg AUM / client
- $1.3M
- Accounts
- 1,179
- Employees
- 31
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 352 | $1.2B | 83.3% |
| High net worth individuals | 813 | $224M | 15.1% |
| Pension and profit sharing plans | Fewer than 5 clients | $3.2M | 0.22% |
| Charitable organizations | Fewer than 5 clients | $3.1M | 0.21% |
| Corporations and other businesses | 11 | $17.6M | 1.19% |
People (20)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Anthony Mona | President | Dec 2002 (24y) | ≈ 14.06% – 50% via Anthony S. Mona Living Trust Dated December 10 2002 | |
| Alexander Lee Wagner | Vice President | Apr 2024 (2y) | Less than 5% | |
| Derek Peter Damian | Chief Compliance Officer / Chief Investment Officer | Apr 2024 (2y) | Less than 5% | |
| E. Brian Mosallam | Chief Executive Officer | Apr 2024 (2y) | Less than 5% | |
| Joseph Andre Mansoor | Vice President | Apr 2024 (2y) | Less than 5% | |
| Steven Michael Nofar | Treasurer | Apr 2024 (2y) | Less than 5% | |
| Adam Jeffrey Smith | Registered representative | Nov 2024 (2y) | ||
| Ariel Gerald Wagner | Registered representative | Nov 2024 (2y) | ||
| Kyle Scott Worthy | Registered representative | CFP | Nov 2024 (2y) | |
| Adam Saghir | Registered representative | Feb 2025 (1y) | ||
| Connor P Holton | Registered representative | May 2025 (1y) | ||
| Farah Kobeissi Nasser | Registered representative | Jun 2025 (1y) | ||
| Anthony P. Mansoor | Registered representative | Aug 2025 (1y) | ||
| Amar Mohamad Mashhour | Registered representative | Oct 2025 (1y) | ||
| Avery Anthony Mona | Registered representative | Dec 2025 (1y) | ||
| Ryan Phillip Sitto | Registered representative | Dec 2025 (1y) | ||
| Jack James Skrzycki | Registered representative | CFP | Jan 2026 (1y) | |
| Jeff Ryan Osaer | Registered representative | Jan 2026 (1y) | ||
| Zakerie Thompson | Registered representative | Jan 2026 (1y) | ||
| Nicholas Kallabat | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Spartan Wealth Management Inc. | Owner | Apr 2024 | A | 75% or more |
| Anthony S. Mona Living Trust Dated December 10 2002 | Owner | Jan 2023 | B | ≈ 18.75% – 50% via Spartan Wealth Management Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Anthony Mona: 75% – 100% of Anthony S. Mona Living Trust Dated December 10 2002 × 25% – 50% of Spartan Wealth Management Inc. × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Anthony S. Mona Living Trust Dated December 10 2002: 25% – 50% of Spartan Wealth Management Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/13/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.5B (100% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 13, 2026.
View current Form ADV (SEC/IAPD) ↗