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Investment Adviser · Boutique (under $100M)
CRD 331724
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ADV data as of Mar 25, 2025
- Regulatory AUM
- $45.0M
- Discretionary
- $45.0M
- Clients
- —
- Avg AUM / client
- —
- Accounts
- 2
- Employees
- 1
AUM over time
$0
$45.0M
May 2024
Dec 2024
Annual snapshots from Form ADV filings · as of Mar 25, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | Fewer than 5 | $15.0M | 33.3% |
| Corporations and other businesses | Fewer than 5 | $30.0M | 66.7% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- J.P. Morgan $30.0M (67% of AUM) Mar 2025
- Ingalls & Snyder, Llc $15.0M (33% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2025.