Prospera Funds, Inc.
SEC-registered
Mutual Fund / Asset Manager · Boutique (under $100M)
CRD 331765
· SEC file 801-132209
· Isle Of Palms, SC
· www.prosperafunds.com
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $4.6M
- Discretionary
- $4.6M
- Clients
- 1
- Avg AUM / client
- $4.6M
- Accounts
- 1
- Employees
- 4
AUM over time
$0
$4.6M
Feb 17, 2025
Mar 31, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $4.6M | 100.0% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kristof Wild | Registered representative | Apr 2026 (0y) | ||
| Michael Scott Lowenberg | Registered representative | May 2026 (0y) | ||
| Peter Anthony Montalbano | Registered representative | May 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 903 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗