Decode Finance Llc
SEC-registered
Wealth Manager · Boutique (under $100M)
CRD 331985
· SEC file 801-130872
· Palo Alto, CA
· decode.finance
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ADV data as of Jul 05, 2024
- Regulatory AUM
- $1.0K
- Discretionary
- $1.0K
- Clients
- 5
- Avg AUM / client
- $200
- Accounts
- 5
- Employees
- 4
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 5 | $1.0K | 100.0% |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gandhe, Rohit | Chief Executive Officer, Chief Compliance Officer | Feb 2024 (3y) | 50% – 75% | |
| Upadhye, Anand | Chief Investment Officer | Mar 2024 (2y) | 10% – 25% |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/05/2024 | 852 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 05, 2024.
View current Form ADV (SEC/IAPD) ↗