Bearing Point Capital, Llc
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 236
- Avg AUM / client
- $4.7M
- Accounts
- 896
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Jul 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 134 | $85.5M | 7.7% |
| High net worth individuals | 95 | $1.0B | 90.9% |
| Banking or thrift institutions | 2 | $1.2M | 0.11% |
| Corporations and other businesses | 5 | $14.6M | 1.32% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christopher Allen Nelson | Chief Compliance Officer | Aug 2024 (2y) | Less than 5% | |
| Gregg Richard Huberty | Partner And Co Founder | CFP | Aug 2024 (2y) | 25% – 50% |
| Patrick Louis Smith | Partner And Co Founder | Aug 2024 (2y) | 25% – 50% | |
| Thomas Matthew Hawley | Partner, Co Founder And Chief Investment Officer | Aug 2024 (2y) | 25% – 50% | |
| Douglas Merle Dirks | Registered representative | Aug 2024 (2y) | ||
| Spencer Lunt Goldsmith | Registered representative | Apr 2025 (1y) | ||
| Mark Alan Rosenkranz | Registered representative | CFA | Apr 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/27/2026 | 912 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Raymond James $907M (82% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 30, 2026.
View current Form ADV (SEC/IAPD) ↗