Fundstrat Capital Llc
- Regulatory AUM
- $4.6B
- Discretionary
- $4.6B
- Clients
- 3
- Avg AUM / client
- $1.5B
- Accounts
- 3
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 3 | $4.6B | 100.0% |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bai, John, Sungho | Managing Member | Jun 2024 (2y) | ≈ 18.75% – 50% via Tljb Llc | |
| Lee, Thomas, Jong | Co Founder / Managing Partner | Jun 2024 (2y) | ≈ 18.75% – 50% via Tljb Llc | |
| Quinn, Steven, Paul | Managing Member | Jun 2024 (2y) | Less than 5% | |
| Xuan, Xiaofeng | Member | Jun 2024 (2y) | Less than 5% | |
| Mcdevitt, John, Thomas | Chief Compliance Officer | Jul 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Tljb Llc | Member | Jun 2024 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Bai, John, Sungho: 25% – 50% of Tljb Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Lee, Thomas, Jong: 25% – 50% of Tljb Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 932 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • AS SPONSOR, WILL SHARE IN ETF PROFITS AFTER EXPENSES
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗