Avathon Capital Management Lp
- Regulatory AUM
- $599M
- Discretionary
- $599M
- Clients
- 11
- Avg AUM / client
- $54.4M
- Accounts
- 11
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 11 | $599M | 100.0% |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gordon, Shoshana, Michelle | Trustee | Jul 2024 (2y) | ≈ 37.5% – 75% via Shoshana M. Vernick Revocable Trust | |
| Hans, Norman, Theodore | Chief Compliance Officer | Jul 2024 (2y) | Less than 5% | |
| Rosenberg, Jason | Trustee | Jul 2024 (2y) | ≈ 18.75% – 50% via Jason Rosenberg Living Trust |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Shoshana M. Vernick Revocable Trust | Limited Partner | Jul 2024 | A | 50% – 75% |
| Jason Rosenberg Living Trust | Limited Partner | Jul 2024 | A | 25% – 50% |
| Avathon Capital Llc | General Partner | Jul 2024 | A | Less than 5% |
| Shoshana M. Vernick Revocable Trust | Owner | Jul 2024 | B | ≈ 0% – 3.75% via Avathon Capital Llc |
| Jason Rosenberg Revocable Trust | Owner | Jul 2024 | B | ≈ 0% – 2.5% via Avathon Capital Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Gordon, Shoshana, Michelle: 75% – 100% of Shoshana M. Vernick Revocable Trust × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Rosenberg, Jason: 75% – 100% of Jason Rosenberg Living Trust × 25% – 50% direct ≈ 18.75% – 50% of the firm
- Shoshana M. Vernick Revocable Trust: 50% – 75% of Avathon Capital Llc × 0% – 5% direct ≈ 0% – 3.75% of the firm
- Jason Rosenberg Revocable Trust: 25% – 50% of Avathon Capital Llc × 0% – 5% direct ≈ 0% – 2.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 3 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗