Uniting Wealth Partners Llc
- Regulatory AUM
- $935M
- Discretionary
- $929M
- Clients
- 854
- Avg AUM / client
- $1.1M
- Accounts
- 2,337
- Employees
- 23
AUM over time
Annual snapshots from Form ADV filings · as of Jul 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 179 | $6.9M | 0.74% |
| High net worth individuals | 651 | $788M | 84.3% |
| Charitable organizations | Fewer than 5 clients | $4.1K | 0.0% |
| Corporations and other businesses | 24 | $140M | 14.9% |
People (17)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hummel, Jay, William | Managing Partner | May 2019 (7y) | ≈ 28.13% – 75% via Jhmce, Llc | |
| Phoenix, John, Graham | Managing Partner | May 2019 (7y) | ≈ 28.13% – 75% via Jhmce, Llc | |
| Scott Henry Shepherd | Managing Partner | Aug 2024 (2y) | Less than 5% | |
| Kristy Sue Harrell | Chief Compliance Officer | Oct 2024 (2y) | Less than 5% | |
| Aaron Joseph Jurgensmeyer | Registered representative | Oct 2024 (2y) | ||
| Karen Kathleen Mcintyre | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| Randall Wayne Roebuck | Registered representative | CFP | Oct 2024 (2y) | |
| Stephen Robinson Hurt | Registered representative | Oct 2024 (2y) | ||
| Rick Marlon Hadrava | Registered representative | Mar 2025 (1y) | ||
| Alecia Beth Fisher Dougherty | Registered representative | Jun 2025 (1y) | ||
| Richard A Dougherty | Registered representative | CFP | Jun 2025 (1y) | |
| John Josef Kazanjian | Registered representative | Oct 2025 (1y) | ||
| Randy Scott Koontz | Registered representative | Jan 2026 (1y) | ||
| Bradley John Blankenship | Registered representative | Jan 2026 (1y) | ||
| Kip Conroy Nichols | Registered representative | Feb 2026 (0y) | ||
| Amanda Catherine Mcintosh | Registered representative | Jun 2026 (0y) | ||
| Dana Louis Cornell | Registered representative | CFP | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Wealth Advisor Growth Network | Owner | Jul 2024 | A | 75% or more |
| Jhmce, Llc | Owner | Jul 2024 | B | ≈ 56.25% – 100% via Wealth Advisor Growth Network |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Hummel, Jay, William: 50% – 75% of Jhmce, Llc × 75% – 100% of Wealth Advisor Growth Network × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Phoenix, John, Graham: 50% – 75% of Jhmce, Llc × 75% – 100% of Wealth Advisor Growth Network × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Jhmce, Llc: 75% – 100% of Wealth Advisor Growth Network × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/07/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Raymond James $698M (75% of AUM) Jul 2026
- Charles Schwab & Co. $216M (23% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 07, 2026.
View current Form ADV (SEC/IAPD) ↗