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Wealth Manager · Small ($100M–$1B)
CRD 332368
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ADV data as of Jul 24, 2025
- Regulatory AUM
- $218M
- Discretionary
- $218M
- Clients
- 1,083
- Avg AUM / client
- $201K
- Accounts
- 2,038
- Employees
- 3
AUM over time
$190M
$218M
Aug 16, 2024
Jul 24, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 24, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 970 | $135M | 61.9% |
| High net worth individuals | 15 | $29.8M | 13.7% |
| Corporations and other businesses | 98 | $53.3M | 24.5% |
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 24, 2025.