Fta Asset Management, Llc
- Regulatory AUM
- $1.0B
- Discretionary
- $12.1M
- Clients
- 14
- Avg AUM / client
- $72.2M
- Accounts
- 16
- Employees
- 13
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Charitable organizations | 14 | $128M | 12.6% |
| State or municipal government entities | Fewer than 5 clients | $883M | 87.4% |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brunnemer, Heber, Keith | Ceo, Cco | Dec 2001 (25y) | Less than 5% | |
| Hattenhauer, Paul, Mc Donald | Trustee | Dec 2001 (25y) | GP / trustee / elected manager of Brunnemer Children's Gst Investment Trust Dtd 12/20/01 (indirect) | |
| Goldsmith, James, Walter | Shareholder | Aug 2021 (5y) | ≈ 37.5% – 75% via Fta1,Llc | |
| Taylor, Tina, Hudson | Cfo | Jun 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Fta1,Llc | Member | Jun 2024 | A | 50% – 75% |
| Brunnemer & Co | Member | Jun 2024 | A | 50% – 75% |
| Brunnemer Children's Gst Investment Trust Dtd 12/20/01 | Shareholder | Dec 2001 | B | ≈ 25% – 56.25% via Brunnemer & Co |
| Hkbiii Gst Trust U/A/D September 5, 2018 | Shareholder | Sep 2018 | B | ≈ 12.5% – 37.5% via Brunnemer & Co |
Estimated effective ownership (look-through of filed bands):
- Goldsmith, James, Walter: 75% – 100% of Fta1,Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Brunnemer Children's Gst Investment Trust Dtd 12/20/01: 50% – 75% of Brunnemer & Co × 50% – 75% direct ≈ 25% – 56.25% of the firm
- Hkbiii Gst Trust U/A/D September 5, 2018: 25% – 50% of Brunnemer & Co × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 24, 2026.
View current Form ADV (SEC/IAPD) ↗