AUMdb

Foronjy Financial Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 332380 · SEC file 801-130928 · Santa Barbara, CA · www.foronjyfinancial.com
☆ Save with Pro ADV data as of Aug 06, 2026
Regulatory AUM
$278M
Discretionary
$278M
Clients
187
Avg AUM / client
$1.5M
Accounts
546
Employees
7

AUM over time

$0 $278M
Jul 17, 2024 Aug 6, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Aug 06, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 90 $54.3M 19.5%
High net worth individuals 93 $222M 79.8%
Pension and profit sharing plans 3 $1.3M 0.47%
Corporations and other businesses 1 $599K 0.22%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Bryan Charles Foronjy Chief Compliance Officer CFP Jul 2017 (9y) ≈ 37.5% – 75% via Foronjy Family Trust
Foronjy, Jennifer, Nash Rhodes Trustee Jul 2017 (9y) ≈ 37.5% – 75% via Foronjy Family Trust
Casey Elsworth Marks Registered representative Feb 2025 (2y)
Emily Sarah Goodman Registered representative CFP Mar 2025 (1y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Foronjy Family Trust Owner Dec 2015 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Bryan Charles Foronjy: 50% – 75% of Foronjy Family Trust × 75% – 100% direct ≈ 37.5% – 75% of the firm
  • Foronjy, Jennifer, Nash Rhodes: 50% – 75% of Foronjy Family Trust × 75% – 100% direct ≈ 37.5% – 75% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/12/2026 947 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 06, 2026.

View current Form ADV (SEC/IAPD) ↗