Tradewell Securities, Llc
- Regulatory AUM
- $276M
- Discretionary
- $276M
- Clients
- 429
- Avg AUM / client
- $643K
- Accounts
- 1,083
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 358 | $136M | 49.3% |
| High net worth individuals | 71 | $140M | 50.7% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Lawrence Albertson | Managing Member, Ceo And Chief Compliance Officer | Jul 2024 (2y) | 75% or more | |
| Thomas Joe Badders | Registered representative | Jan 2025 (2y) | ||
| Wesley Douglass Phelps | Registered representative | Jan 2025 (2y) | ||
| Joshua Scott Hasselbach | Registered representative | Apr 2025 (1y) | ||
| Hannah Cole Firstbrook Grubb | Registered representative | Sep 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/08/2026 | 903 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $276M (100% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 08, 2026.
View current Form ADV (SEC/IAPD) ↗