AUMdb

Highline Asset Management, Llc

SEC-registered Private Fund Manager · Boutique (under $100M) CRD 332483 · SEC file 801-131713 · Sherman Oaks, CA · highlineam.com
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$10.7M
Discretionary
$10.7M
Clients
7
Avg AUM / client
$1.5M
Accounts
7
Employees
3

Who they serve

Client typeClientsAUM% of AUM
Pooled investment vehicles (non-investment companies) 7 $10.7M 100.0%

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Jonathan Christopher Rugg President, Chief Compliance Officer CFA Oct 2024 (2y) ≈ 56.25% – 100% via Highline Holdings, Inc.
Ben Emons Registered representative Nov 2025 (1y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Highline Holdings, Inc. Parent Company Oct 2024 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Jonathan Christopher Rugg: 75% – 100% of Highline Holdings, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 2.36 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Portfolio management for pooled investment vehicles
  • Selection of other advisers

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗