Plum Pointe Wealth Management, Llc
- Regulatory AUM
- $105M
- Discretionary
- $99.9M
- Clients
- 183
- Avg AUM / client
- $572K
- Accounts
- 386
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 156 | $80.2M | 76.5% |
| High net worth individuals | 27 | $22.4M | 21.4% |
| Charitable organizations | Fewer than 5 clients | $2.1M | 2.04% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Scott Dunckley | President | CFP | Jun 2016 (10y) | ≈ 37.5% – 75% via Plum Pointe Wealth Management, Ltd |
| John Edward Williams | Member | CFP | Aug 2024 (2y) | 50% – 75% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Plum Pointe Wealth Management, Ltd | Member | Aug 2024 | A | 50% – 75% |
Estimated effective ownership (look-through of filed bands):
- Brian Scott Dunckley: 75% – 100% of Plum Pointe Wealth Management, Ltd × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/11/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $105M (100% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 11, 2026.
View current Form ADV (SEC/IAPD) ↗