Altere Financial, Llc
- Regulatory AUM
- $55.2M
- Discretionary
- $7.2M
- Clients
- 37
- Avg AUM / client
- $1.5M
- Accounts
- 66
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3 | $738K | 1.34% |
| High net worth individuals | 34 | $54.4M | 98.7% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Crystal Cabinet Works, Inc. Salary Savings Plan Crystal Cabinet Works, Inc. | 2024 | |
| California Western School Of Law Defined Contribution Retirement Plan California Western School Of Law | 2024 | |
| Majestic Realty Collective 401(k) Plan Sycamore Brokerage Llc Dba Liv Sotheby's International Realty | 2024 | |
| Maslon Retirement And Savings Plan Maslon, Llp | 2024 | |
| Mountain Laurel Medical Center 403(b) Plan Western Maryland Health Care Corporation | 2024 | |
| Glencoe Regional Health Services 401(k) Retirement Plan Glencoe Regional Health Services | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew David Sharp | Registered representative | CFP | Nov 2024 (2y) | |
| Chad David Evans | Registered representative | Nov 2024 (2y) | ||
| Christopher Simon Sternau | Registered representative | CFP | Dec 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (6)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Crystal Cabinet Works, Inc. Salary Savings Plan | Crystal Cabinet Works, Inc. | 470 | $63.7M | 01/01/2024 |
| California Western School Of Law Defined Contribution Retirement Plan | California Western School Of Law | 110 | $72.4M | 01/01/2024 |
| Majestic Realty Collective 401(k) Plan | Sycamore Brokerage Llc Dba Liv Sotheby's International Realty | 227 | $12.8M | 01/01/2024 |
| Maslon Retirement And Savings Plan | Maslon, Llp | 90 | $72.3M | 01/01/2024 |
| Mountain Laurel Medical Center 403(b) Plan | Western Maryland Health Care Corporation | 121 | $5.9M | 01/01/2024 |
| Glencoe Regional Health Services 401(k) Retirement Plan | Glencoe Regional Health Services | 578 | $69.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/13/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $55.2M (100% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 13, 2026.
View current Form ADV (SEC/IAPD) ↗