Phoenix Fiscal Inc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 332777
· Colorado Springs, CO
· www.myunitywealth.com
☆ Save with Pro
ADV data as of Jun 12, 2026
- Regulatory AUM
- $8.5M
- Discretionary
- $8.5M
- Clients
- 93
- Avg AUM / client
- $91.3K
- Accounts
- 153
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 93 | $8.0M | 94.7% |
| Charitable organizations | Fewer than 5 clients | $226K | 2.66% |
| Insurance companies | Fewer than 5 clients | $86.1K | 1.01% |
| Corporations and other businesses | Fewer than 5 clients | $140K | 1.65% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Shari Rene Carlson | Registered representative | Aug 2024 (2y) | ||
| Rebecca L Miller | Registered representative | Sep 2024 (2y) | ||
| Karl Douglas Hering | Registered representative | May 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/12/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $6.2M (73% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 12, 2026.
View current Form ADV (SEC/IAPD) ↗