Stone Temple Partners Llc
- Regulatory AUM
- $669M
- Discretionary
- $43.6M
- Clients
- 12
- Avg AUM / client
- $55.7M
- Accounts
- 99
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of Jun 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 6 | $633M | 94.7% |
| Pooled investment vehicles (non-investment companies) | 2 | $20.8M | 3.11% |
| Charitable organizations | 3 | $8.7M | 1.3% |
| Corporations and other businesses | 1 | $5.9M | 0.88% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hall, Timothy, Stephen | Chief Executive Officer | Aug 2024 (2y) | 25% – 50% | |
| Herman, Alexander, Louis | Chief Investment Officer | Aug 2024 (2y) | 25% – 50% | |
| Shin, Helen, Nmn | Chief Legal Officer & Chief Compliance Officer | Aug 2024 (2y) | Less than 5% | |
| Ward, David, Henry | Chief Financial Officer & Chief Operating Officer | Aug 2024 (2y) | 25% – 50% | |
| Jeboah Dan Joerg | Registered representative | Apr 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/17/2026 | 1.24 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Goldman Sachs $219M (33% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 17, 2026.
View current Form ADV (SEC/IAPD) ↗