AUMdb

Holistic Wealth Advisors

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 332918 · SEC file 801-131511 · Clifton Park, NY · www.holisticwealthadvisors.com
☆ Save with Pro ADV data as of Aug 02, 2026
Regulatory AUM
$279M
Discretionary
$279M
Clients
656
Avg AUM / client
$425K
Accounts
1,260
Employees
10

AUM over time

$0 $279M
Oct 25, 2024 Aug 2, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Aug 02, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 526 $116M 41.5%
High net worth individuals 116 $158M 56.7%
Banking or thrift institutions 0 $0
Pension and profit sharing plans 10 $4.1M 1.48%
Charitable organizations 1 $3.2K 0.0%
State or municipal government entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations and other businesses 3 $758K 0.27%

People (7)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Jeffrey Spencer Sargent Chief Compliance Officer Oct 2024 (2y) Less than 5%
Stacy Ann Clifford Managing Member/Owner Oct 2024 (2y) 75% or more
Lakshmi Nagarajan Registered representative CFP Dec 2024 (2y)
Charles Gary Drake Registered representative Dec 2024 (2y)
Michael Franklin Mccamy Registered representative Dec 2024 (2y)
Sue Ann Donovan Registered representative Dec 2024 (2y)
Thomas Andrew Lynch Registered representative CFP Chartered Financial Consultant May 2025 (1y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/30/2026 1.01 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 02, 2026.

View current Form ADV (SEC/IAPD) ↗