Collaborative Portfolio Management, Llc
- Regulatory AUM
- $179M
- Discretionary
- $179M
- Clients
- 182
- Avg AUM / client
- $982K
- Accounts
- 519
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Jul 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 114 | $29.7M | 16.6% |
| High net worth individuals | 68 | $122M | 68.4% |
| Pension and profit sharing plans | Fewer than 5 clients | $9.3M | 5.21% |
| Charitable organizations | Fewer than 5 clients | $17.4M | 9.75% |
| Corporations and other businesses | 0 | $52.2K | 0.03% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Patrick Orindgreff | Cco | Jan 2011 (16y) | ≈ 56.25% – 100% via O'lucky Inc | |
| Resa Ann Thomas | Owner | Aug 2024 (2y) | Less than 5% | |
| James De Julio | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Mychal Masterson | Registered representative | Jan 2025 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| O'lucky Inc | Corporation | Jan 2011 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- John Patrick Orindgreff: 75% – 100% of O'lucky Inc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/01/2026 | 911 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Fidelity Investments $137M (77% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 01, 2026.
View current Form ADV (SEC/IAPD) ↗