Henderson Financial Group Llc
- Regulatory AUM
- $136M
- Discretionary
- $124M
- Clients
- 280
- Avg AUM / client
- $487K
- Accounts
- 643
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 250 | $56.4M | 41.3% |
| High net worth individuals | 26 | $49.8M | 36.5% |
| Charitable organizations | 1 | $17.4M | 12.8% |
| Corporations and other businesses | 3 | $12.8M | 9.4% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Randolph Benjamin Henderson, Iii | Chief Executive Officer And Owner | CFP Chartered Financial Consultant | Mar 2017 (9y) | 75% or more |
| Stephanie Lynn Davis | Executive Vice President And Chief Compliance Officer | Oct 2019 (7y) | Less than 5% | |
| Tyler Lee Leiphart | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/01/2026 | 940 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $100M (74% of AUM) Jun 2026
- LPL Financial $77.5M (60% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 01, 2026.
View current Form ADV (SEC/IAPD) ↗