Roc Partners (Us) Llc
- Regulatory AUM
- $105M
- Discretionary
- $0
- Clients
- 7
- Avg AUM / client
- $15.1M
- Accounts
- 7
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 7 | $105M | 100.0% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lam, Frewen | Director And Executive | Aug 2024 (2y) | Less than 5% | |
| Michael John Lukin | Chief Executive Officer | CFA | Aug 2024 (2y) | Less than 5% |
| Mytton, Bradley | Director And Executive | Aug 2024 (2y) | Less than 5% | |
| Zarb, Lance | Managing Partner Investment Services, Cfo, Director, Chief Compliance Officer | Aug 2024 (2y) | Less than 5% | |
| Ronald Edward Heinz | Registered representative | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Roc Partners Pty Limited | 100% Shareholder Of Roc Partners (Us) Llc | Aug 2024 | A | 75% or more |
| Pacific Current Group | Sole Shareholder | Aug 2024 | B | ≈ 14.06% – 50% via Treasury Roc Pty Limited |
| Treasury Roc Pty Limited | Shareholder | Aug 2024 | B | ≈ 18.75% – 50% via Roc Partners Pty Limited |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Pacific Current Group: 75% – 100% of Treasury Roc Pty Limited × 25% – 50% of Roc Partners Pty Limited × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Treasury Roc Pty Limited: 25% – 50% of Roc Partners Pty Limited × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/16/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Other fees
- • ADVISORY FEES PAID BASED ON COMMERCIALLY AGREED-UPON TERMS
Services
- • Portfolio management for pooled investment vehicles
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 16, 2026.
View current Form ADV (SEC/IAPD) ↗