Tfr Capital, Llc
- Regulatory AUM
- $403M
- Discretionary
- $403M
- Clients
- 267
- Avg AUM / client
- $1.5M
- Accounts
- 839
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Jul 27, 2026
Investments (13F portfolio — 163 positions, $325,824,574)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Nvidia Corporation | COM | $19,424,672 | 111,380 | 5.96% | 4.82% |
| 2 | Apple Inc | COM | $15,085,531 | 59,441 | 4.63% | 3.74% |
| 3 | Microsoft Corp | COM | $14,884,409 | 40,210 | 4.57% | 3.69% |
| 4 | Invesco Exch Traded Fd Tr Ii | S&P 500 REVENUE | $10,384,725 | 90,373 | 3.19% | 2.58% |
| 5 | Applied Digital Corp | COM NEW | $9,496,813 | 372,960 | 2.91% | 2.36% |
| 6 | Amazon Com Inc | COM | $9,138,262 | 43,877 | 2.8% | 2.27% |
| 7 | Alphabet Inc | CAP STK CL C | $8,963,515 | 31,247 | 2.75% | 2.22% |
| 8 | Broadcom Inc | COM | $7,537,497 | 24,353 | 2.31% | 1.87% |
| 9 | Alphabet Inc | CAP STK CL A | $7,256,002 | 25,233 | 2.23% | 1.8% |
| 10 | Ishares Tr | CORE S&P500 ETF | $7,086,361 | 10,849 | 2.17% | 1.76% |
| 11 | Vanguard Index Fds | VALUE ETF | $6,841,690 | 34,871 | 2.1% | 1.7% |
| 12 | Invesco Qqq Tr | UNIT SER 1 | $6,776,148 | 11,740 | 2.08% | 1.68% |
| 13 | Netflix Inc. | COM | $6,351,188 | 66,055 | 1.95% | 1.58% |
| 14 | Invesco Exch Trd Slf Idx Fd | BULSHS 2026 CB | $6,247,120 | 319,873 | 1.92% | 1.55% |
| 15 | Pimco Etf Tr | ENHAN SHRT MA AC | $5,837,961 | 58,049 | 1.79% | 1.45% |
| 16 | Meta Platforms Inc | CL A | $5,713,863 | 9,987 | 1.75% | 1.42% |
| 17 | Eli Lilly & Co | COM | $5,137,835 | 5,586 | 1.58% | 1.27% |
| 18 | Ge Vernova Inc | COM | $4,591,454 | 5,260 | 1.41% | 1.14% |
| 19 | Costco Wholesale Corporation | COM | $4,533,756 | 4,550 | 1.39% | 1.12% |
| 20 | Berkshire Hathaway Inc Del | CL B NEW | $4,519,814 | 9,432 | 1.39% | 1.12% |
| 21 | Janus Detroit Str Tr | HENDRSON AAA CL | $3,817,744 | 75,794 | 1.17% | 0.95% |
| 22 | Jpmorgan Chase & Co | COM | $3,813,784 | 12,965 | 1.17% | 0.95% |
| 23 | Abbvie Inc | COM | $3,809,555 | 17,516 | 1.17% | 0.94% |
| 24 | Intuitive Surgical Inc | COM NEW | $3,441,290 | 7,465 | 1.06% | 0.85% |
| 25 | Tesla Inc | COM | $3,281,437 | 8,827 | 1.01% | 0.81% |
Top 25 of 163 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 180 | $82.4M | 20.4% |
| High net worth individuals | 80 | $309M | 76.6% |
| Pension and profit sharing plans | 3 | $1.4M | 0.35% |
| Charitable organizations | 2 | $10.5M | 2.61% |
| Corporations and other businesses | 2 | $12.5K | 0.0% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dunham, Jennie, Hughes | Owner | Aug 2024 (2y) | ≈ 0% – 3.75% via Jd Finco, Inc. | |
| Joshua Ryan Dunham | President And Member | Aug 2024 (2y) | 75% or more | |
| Goforth, Sonia, Ann | Chief Compliance Officer | Nov 2024 (2y) | Less than 5% | |
| Michael David Crawford | Registered representative | Nov 2024 (2y) | ||
| Stephanie Elaine Williams | Registered representative | CFA | Nov 2024 (2y) | |
| Bobby Glenn James | Registered representative | Nov 2024 (2y) | ||
| Bryan Alan Leinart | Registered representative | Dec 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Jd Finco, Inc. | Manager | Aug 2024 | A | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Dunham, Jennie, Hughes: 50% – 75% of Jd Finco, Inc. × 0% – 5% direct ≈ 0% – 3.75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $416M (103% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 27, 2026.
View current Form ADV (SEC/IAPD) ↗