Caxton Associates Llp
SEC-registered
Private Fund Manager · Large ($10B–$100B)
CRD 333153
· SEC file 801-136549
· London
· WWW.CAXTON.COM
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ADV data as of Sep 18, 2026
- Regulatory AUM
- $71.6B
- Discretionary
- $71.6B
- Clients
- 19
- Avg AUM / client
- $3.8B
- Accounts
- 19
- Employees
- 130
AUM over time
$71.6B
$71.6B
May 21, 2026
Sep 18, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 19 | $64.3B | 89.8% |
| Other | Fewer than 5 clients | $7.3B | 10.2% |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/15/2026 | 2.83 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • PASS-THROUGH EXPENSES
Services
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Citigroup Global Markets Inc. $1.2B (2% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 18, 2026.
View current Form ADV (SEC/IAPD) ↗