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Private Fund Manager · Small ($100M–$1B)
CRD 333301
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ADV data as of May 11, 2026
- Regulatory AUM
- $178M
- Discretionary
- $178M
- Clients
- 4
- Avg AUM / client
- $44.4M
- Accounts
- 5
- Employees
- 6
AUM over time
$178M
$189M
Oct 28, 2024
May 11, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of May 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 4 | $153M | 86.2% |
| Other investment advisers | Fewer than 5 | $24.5M | 13.8% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Morgan Stanley $24.5M (14% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 11, 2026.