Secondmarket Financial, Llc
- Regulatory AUM
- $150M
- Discretionary
- $150M
- Clients
- 25
- Avg AUM / client
- $6.0M
- Accounts
- 25
- Employees
- 19
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 25 | $150M | 100.0% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Callahan, Thomas, Francis | Chief Executive Officer | Nov 2024 (2y) | Less than 5% | |
| Kroculick, Andrew, John | Head Of Business Operations And Client Experience | Nov 2024 (2y) | Less than 5% | |
| Setaro, Christopher, Michael | Chief Compliance Officer | Nov 2024 (2y) | Less than 5% | |
| Theodore Hart Dulchinos | Registered representative | Jun 2025 (1y) | ||
| Uzair Tahir Hafeez | Registered representative | Jun 2025 (1y) | ||
| Samuel Berkowitz | Registered representative | May 2026 (0y) | ||
| Blake Lawrence Weltmann | Registered representative | May 2026 (0y) | ||
| Garrett Johnson | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Nasdaq Private Market, Llc | Shareholder | Nov 2024 | A | 75% or more |
| Allen & Company Llc | Owner | Nov 2024 | B | GP / trustee / elected manager of Nasdaq Private Market, Llc (indirect) |
| Banc Of America Strategic Investments Corporation | Owner | Nov 2024 | B | GP / trustee / elected manager of Nasdaq Private Market, Llc (indirect) |
| Bnp Paribas S.A. | Owner | Nov 2024 | B | GP / trustee / elected manager of Nasdaq Private Market, Llc (indirect) |
| Citicorp Northamerica, Inc. | Owner | Nov 2024 | B | GP / trustee / elected manager of Nasdaq Private Market, Llc (indirect) |
| Drw Venture Capital Llc | Owner | Nov 2024 | B | GP / trustee / elected manager of Nasdaq Private Market, Llc (indirect) |
| Goldman Sachs Psi Global Holdings Llc | Owner | Nov 2024 | B | GP / trustee / elected manager of Nasdaq Private Market, Llc (indirect) |
| Hijojo Partners Inc | Owner | Nov 2024 | B | GP / trustee / elected manager of Nasdaq Private Market, Llc (indirect) |
| Nasdaq Fund Secondaries, Llc | Owner | Nov 2024 | B | GP / trustee / elected manager of Nasdaq Private Market, Llc (indirect) |
| Nasdaq Inc. | Owner | Nov 2024 | B | GP / trustee / elected manager of Nasdaq Private Market, Llc (indirect) |
| Strategic Investments I, Inc. | Owner | Nov 2024 | B | GP / trustee / elected manager of Nasdaq Private Market, Llc (indirect) |
| Svb Financial Group | Owner | Nov 2024 | B | GP / trustee / elected manager of Nasdaq Private Market, Llc (indirect) |
| Ubs Americas, Inc | Owner | Nov 2024 | B | GP / trustee / elected manager of Nasdaq Private Market, Llc (indirect) |
| Wells Fargo Central Pacific Holdings, Inc | Owner | Nov 2024 | B | GP / trustee / elected manager of Nasdaq Private Market, Llc (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/09/2026 | 6.25 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • REFERRAL FEES FOR INTRODUCTIONS TO OTHER ADVISERS
Services
- • Portfolio management for pooled investment vehicles
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 09, 2026.
View current Form ADV (SEC/IAPD) ↗