Cofg Advisors, Llc
- Regulatory AUM
- $1.2B
- Discretionary
- $1.1B
- Clients
- 1,380
- Avg AUM / client
- $876K
- Accounts
- 4,345
- Employees
- 19
AUM over time
Annual snapshots from Form ADV filings · as of Feb 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,147 | $479M | 39.6% |
| High net worth individuals | 189 | $632M | 52.2% |
| Pension and profit sharing plans | 20 | $89.7M | 7.41% |
| Charitable organizations | Fewer than 5 clients | $1.6M | 0.13% |
| Corporations and other businesses | 24 | $6.9M | 0.57% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brendon Jon Pierce | Financial Advisor | Aug 2024 (2y) | ≈ 3.75% – 10% via Fox Hill Ventures, Llc | |
| Brett Errol Sherpan | Financial Advisor | CFP | Aug 2024 (2y) | ≈ 3.75% – 10% via Bswm, Inc. |
| David Nathan Navarro | President | CFP Chartered Financial Consultant | Aug 2024 (2y) | ≈ 37.5% – 75% via Cofg Brokerage, Inc. |
| Frank Edward Kautzky | Chief Operating Officer, Chief Compliance Officer | Chartered Financial Consultant | Aug 2024 (2y) | ≈ 3.75% – 10% via Kpw Holdings, Inc. |
| Jae Won Ha | Financial Advisor | Chartered Financial Consultant | Aug 2024 (2y) | ≈ 7.5% – 25% via Jae Ha Wealth Management, Inc. |
| John Anthony Ferrante | Financial Advisor | Chartered Financial Consultant | Aug 2024 (2y) | ≈ 7.5% – 25% via Jaf Wealth Management, Inc. |
| Carlo James Airdo | Registered representative | CFP | Dec 2024 (2y) | |
| Hanna An | Registered representative | CFP | Sep 2025 (1y) | |
| John Suchy | Registered representative | Feb 2026 (0y) | ||
| Benjamin Wozniak | Registered representative | May 2026 (0y) | ||
| Angeline Catherine Wozniak | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Cofg Brokerage, Inc. | Owner | Aug 2024 | A | 50% – 75% |
| Jae Ha Wealth Management, Inc. | Owner | Aug 2024 | A | 10% – 25% |
| Jaf Wealth Management, Inc. | Owner | Aug 2024 | A | 10% – 25% |
| Bswm, Inc. | Owner | Aug 2024 | A | 5% – 10% |
| Kpw Holdings, Inc. | Owner | Aug 2024 | A | 5% – 10% |
| Fox Hill Ventures, Llc | Owner | Aug 2024 | A | 5% – 10% |
Estimated effective ownership (look-through of filed bands):
- Brendon Jon Pierce: 75% – 100% of Fox Hill Ventures, Llc × 5% – 10% direct ≈ 3.75% – 10% of the firm
- Brett Errol Sherpan: 75% – 100% of Bswm, Inc. × 5% – 10% direct ≈ 3.75% – 10% of the firm
- David Nathan Navarro: 75% – 100% of Cofg Brokerage, Inc. × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Frank Edward Kautzky: 75% – 100% of Kpw Holdings, Inc. × 5% – 10% direct ≈ 3.75% – 10% of the firm
- Jae Won Ha: 75% – 100% of Jae Ha Wealth Management, Inc. × 10% – 25% direct ≈ 7.5% – 25% of the firm
- John Anthony Ferrante: 75% – 100% of Jaf Wealth Management, Inc. × 10% – 25% direct ≈ 7.5% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/18/2026 | 965 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Raymond James $1.0B (86% of AUM) Feb 2026
- National Financial Services (Fidelity) $898M (99% of AUM) Oct 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 18, 2026.
View current Form ADV (SEC/IAPD) ↗