Bastion Fiduciary, Llc
- Regulatory AUM
- $125M
- Discretionary
- $125M
- Clients
- 242
- Avg AUM / client
- $517K
- Accounts
- 437
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 235 | $92.6M | 74.0% |
| Investment companies | 1 | $23.9M | 19.1% |
| Pension and profit sharing plans | 4 | $8.5M | 6.77% |
| Corporations and other businesses | 2 | $240K | 0.19% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cale Michael Smith | Ceo | May 2024 (2y) | 75% or more | |
| Jeffrey Scott Alderfer | Cco | CFP | May 2024 (2y) | Less than 5% |
| Ian James Gates | Registered representative | Jan 2025 (2y) | ||
| John Louis Rotonti | Registered representative | Jan 2025 (2y) | ||
| Kirk William Kinder | Registered representative | CFP | Jan 2025 (2y) | |
| Lauretta Ann Reeves | Registered representative | CFA | Jan 2025 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/10/2026 | 980 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Goldman Sachs $60.2M (48% of AUM) Apr 2026
- Charles Schwab & Co. $54.4M (43% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 10, 2026.
View current Form ADV (SEC/IAPD) ↗