Apex Investment Group, Llc
- Regulatory AUM
- $211M
- Discretionary
- $205M
- Clients
- 526
- Avg AUM / client
- $401K
- Accounts
- 1,201
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 463 | $104M | 49.5% |
| High net worth individuals | 56 | $99.2M | 47.0% |
| Charitable organizations | Fewer than 5 clients | $4.2M | 1.98% |
| Corporations and other businesses | 7 | $3.2M | 1.52% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph Emerick Bakaysa | Member | Oct 2024 (2y) | 50% – 75% | |
| Pedro Miguel Silva | Member And Chief Compliance Officer | Oct 2024 (2y) | 50% – 75% | |
| Gregory Scott Norris | Registered representative | CFP | May 2025 (1y) | |
| Joseph Jeff Charles | Registered representative | Sep 2025 (1y) | ||
| John Malone | Registered representative | Apr 2026 (0y) | ||
| Edmond Corbett Griffin | Registered representative | CFA | Jun 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/23/2026 | 938 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $105M (50% of AUM) Jun 2026
- Fidelity Brokerage Services $95.8M (45% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 23, 2026.
View current Form ADV (SEC/IAPD) ↗