Pw Nova Financial Services Llc
- Regulatory AUM
- $654M
- Discretionary
- $650M
- Clients
- 733
- Avg AUM / client
- $893K
- Accounts
- 1,713
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Apr 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 581 | $155M | 23.6% |
| High net worth individuals | 140 | $474M | 72.5% |
| Pension and profit sharing plans | 6 | $11.5M | 1.75% |
| Charitable organizations | 5 | $1.8M | 0.27% |
| State or municipal government entities | 1 | $12.1M | 1.85% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christopher Mcnesby | Managing Member | CFP | Jul 2016 (10y) | ≈ 37.5% – 75% via Cmc Wealth Partners |
| John Kenneth Whitehead | Managing Member | Jul 2016 (10y) | ≈ 37.5% – 75% via Sebvivi Enterprises Inc | |
| Lovett, Ann, Catherine | Chief Compliance Officer | Sep 2024 (2y) | Less than 5% | |
| Michael Raymond Smith | Registered representative | CFP | Jan 2025 (2y) | |
| Brian Joseph Henrysen | Registered representative | CFP | Feb 2026 (0y) | |
| Kenneth Charles Coniglio | Registered representative | Feb 2026 (0y) | ||
| Michael David Carlucci | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Cmc Wealth Partners | Holding Company | Sep 2024 | A | 50% – 75% |
| Sebvivi Enterprises Inc | Holding Company | Sep 2024 | A | 50% – 75% |
Estimated effective ownership (look-through of filed bands):
- Christopher Mcnesby: 75% – 100% of Cmc Wealth Partners × 50% – 75% direct ≈ 37.5% – 75% of the firm
- John Kenneth Whitehead: 75% – 100% of Sebvivi Enterprises Inc × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/17/2026 | 954 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- TradePMR $359M (55% of AUM) Apr 2026
- Charles Schwab & Co. $296M (45% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 17, 2026.
View current Form ADV (SEC/IAPD) ↗