Fortuna Funds, Llc
SEC-registered
Mutual Fund / Asset Manager · Boutique (under $100M)
CRD 333660
· SEC file 801-131491
· Dallas, TX
· fortunafunds.com
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ADV data as of Jan 28, 2026
- Regulatory AUM
- $915K
- Discretionary
- $915K
- Clients
- 1
- Avg AUM / client
- $915K
- Accounts
- 1
- Employees
- 2
AUM over time
$500K
$915K
Mar 20, 2025
Jan 28, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $915K | 100.0% |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Adams, Mark, William | Founding Partner And Cco | Oct 2024 (2y) | 50% – 75% | |
| Sando, Joseph, Reed | Founding Partner | Oct 2024 (2y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/28/2026 | 971 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 28, 2026.
View current Form ADV (SEC/IAPD) ↗