Horizon Wealth Investment Solutions Llc
- Regulatory AUM
- $147M
- Discretionary
- $147M
- Clients
- 163
- Avg AUM / client
- $903K
- Accounts
- 485
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 87 | $16.5M | 11.2% |
| High net worth individuals | 76 | $131M | 88.8% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Roland Blair | Registered representative | Nov 2024 (2y) | ||
| Jonathan Richard Vogel | Registered representative | CFP | Nov 2024 (2y) | |
| Logan Taylor Smith | Registered representative | CFP | Jan 2025 (2y) | |
| Benjamin Scott Smith | Registered representative | Mar 2025 (1y) | ||
| Jacob Zachary Child | Registered representative | Feb 2026 (0y) | ||
| Lawrence Peter Spoth | Registered representative | Feb 2026 (0y) | ||
| Austin Michael Cooper | Registered representative | Apr 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/26/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $121M (82% of AUM) Jul 2026
- Fidelity Brokerage Services $25.5M (17% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 27, 2026.
View current Form ADV (SEC/IAPD) ↗