Skm Wealth Advisors Llc
- Regulatory AUM
- $107M
- Discretionary
- $89.0M
- Clients
- 97
- Avg AUM / client
- $1.1M
- Accounts
- 97
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 59 | $19.0M | 17.7% |
| High net worth individuals | 37 | $87.3M | 81.3% |
| Charitable organizations | 1 | $1.2M | 1.07% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Charles George Knight | Registered representative | Jan 2025 (2y) | ||
| Daniel Edward Sloppy | Registered representative | Jan 2025 (2y) | ||
| David Herbe | Registered representative | Jan 2025 (2y) | ||
| David J. Herbe | Registered representative | Jan 2025 (2y) | ||
| Dennis W. Grow | Registered representative | Jan 2025 (2y) | ||
| Eric Jeffrey Presogna | Registered representative | CFP | Jan 2025 (2y) | |
| Janel Marie Bonsell | Registered representative | Jan 2025 (2y) | ||
| Matthew John Minnaugh | Registered representative | Jan 2025 (2y) | ||
| Peter Matthew Eaglen | Registered representative | Jan 2025 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/05/2026 | 1.23 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $107M (100% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 05, 2026.
View current Form ADV (SEC/IAPD) ↗