Zacks Intelligence Llc
- Regulatory AUM
- $2
- Discretionary
- $2
- Clients
- 1
- Avg AUM / client
- $2
- Accounts
- 1
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of May 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1 | $2 | 100.0% |
| High net worth individuals | 0 | $0 | — |
| Banking or thrift institutions | 0 | $0 | — |
| Pension and profit sharing plans | 0 | $0 | — |
| Charitable organizations | 0 | $0 | — |
| State or municipal government entities | 0 | $0 | — |
| Other investment advisers | 0 | $0 | — |
| Insurance companies | 0 | $0 | — |
| Sovereign wealth funds and foreign official institutions | 0 | $0 | — |
| Corporations and other businesses | 0 | $0 | — |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Zacks, Francine, Ina | Trustee | Jun 2000 (26y) | GP / trustee / elected manager of The Greenwood Trust (indirect) | |
| Licciardi, Bryan, James | Chief Executive Officer | Oct 2024 (2y) | Less than 5% | |
| O'connell, John, Francis | Chief Compliance Officer & Chief Financial Officer | Oct 2024 (2y) | Less than 5% | |
| Gale Edward Graves | Registered representative | Mar 2026 (0y) | ||
| Austin Deimel Muller | Registered representative | Apr 2026 (0y) | ||
| Marcy Sheer Burton | Registered representative | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Zacks Investment Research, Inc. | Sole Member | Oct 2024 | A | 75% or more |
| The Greenwood Trust | Shareholder | Jun 2000 | B | ≈ 56.25% – 100% via Zacks Investment Research, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- The Greenwood Trust: 75% – 100% of Zacks Investment Research, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/29/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Subscription fees
- • Other fees
- • REFERRAL FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 29, 2026.
View current Form ADV (SEC/IAPD) ↗