CI
Counterpointe Investment Management Llc
SEC-registered
Investment Adviser · Mid-sized ($1B–$10B)
CRD 333864
· SEC file 801-132763
· Stamford, CT
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ADV data as of Sep 17, 2026
- Regulatory AUM
- $1.0B
- Discretionary
- $0
- Clients
- —
- Avg AUM / client
- —
- Accounts
- 2
- Employees
- 36
AUM over time
$684M
$1.1B
Sep 9, 2025
Sep 17, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Insurance companies | Fewer than 5 clients | $1.0B | 100.0% |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 1.6 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Massachusetts Mutual Life Insurance Company $807M (77% of AUM) Aug 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 17, 2026.
View current Form ADV (SEC/IAPD) ↗