Unity Financial Planning Group Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 333889
· Kennesaw, GA
· www.unityfinancialplanning.com
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ADV data as of Apr 30, 2026
- Regulatory AUM
- $71.0M
- Discretionary
- $66.3M
- Clients
- 208
- Avg AUM / client
- $341K
- Accounts
- 433
- Employees
- 6
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 180 | $23.5M | 33.1% |
| High net worth individuals | 28 | $47.5M | 66.8% |
| Pension and profit sharing plans | Fewer than 5 clients | $23.0K | 0.03% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Wade Marcy | Registered representative | Jan 2025 (2y) | ||
| Michael N Turgeon | Registered representative | Chartered Financial Consultant | Apr 2025 (1y) | |
| Benjamin Cory Treece | Registered representative | Nov 2025 (1y) | ||
| Robert Louis Takacs | Registered representative | Feb 2026 (0y) | ||
| James Parnick Jennings | Registered representative | Mar 2026 (0y) | ||
| Matthew D Hertig | Registered representative | May 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/30/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • SUBSCRIPTION FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Truist Financial Corp $71.0M (100% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 30, 2026.
View current Form ADV (SEC/IAPD) ↗