AUMdb
Y

Y

Wealth Manager · Boutique (under $100M) CRD 334116 ·
☆ Save with Pro ADV data as of Jan 27, 2025
Regulatory AUM
$1.0K
Discretionary
$1.0K
Clients
5
Avg AUM / client
$200
Accounts
5
Employees
3

AUM over time

$1.0K $1.0K
Nov 29, 2024 Jan 27, 2025

Reported AUM from Form ADV filings, plotted by filing date · as of Jan 27, 2025

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 5 $1.0K 100.0%

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Portfolio management for individuals/small businesses

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 27, 2025.