Tingey Financial Group Inc.
- Regulatory AUM
- $257M
- Discretionary
- $257M
- Clients
- 150
- Avg AUM / client
- $1.7M
- Accounts
- 378
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Jun 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 67 | $8.5M | 3.32% |
| High net worth individuals | 83 | $229M | 89.1% |
| Pension and profit sharing plans | 0 | $31.0K | 0.01% |
| Charitable organizations | 0 | $4.6M | 1.77% |
| Insurance companies | 0 | $3.3M | 1.27% |
| Corporations and other businesses | 0 | $11.6M | 4.51% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alan Burton Tingey | Registered representative | CFA | Mar 2025 (1y) | |
| Gregory Stafford Tingey | Registered representative | CFP | Apr 2025 (1y) | |
| Stephen Q Spencer | Registered representative | CFA | Sep 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/01/2026 | 1.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $243M (95% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 01, 2026.
View current Form ADV (SEC/IAPD) ↗