Ridgegate Advisors, Llc
- Regulatory AUM
- $119M
- Discretionary
- $109M
- Clients
- 206
- Avg AUM / client
- $577K
- Accounts
- 536
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 172 | $55.4M | 46.6% |
| High net worth individuals | 27 | $62.7M | 52.7% |
| Pension and profit sharing plans | 3 | $548K | 0.46% |
| Corporations and other businesses | 4 | $282K | 0.24% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| George Wallace Smith | Registered representative | Chartered Financial Consultant | Jul 2025 (1y) | |
| Alexander Staverosky | Registered representative | Sep 2025 (1y) | ||
| Christopher Glenn Rogers | Registered representative | Sep 2025 (1y) | ||
| Coleman Anthony Benson | Registered representative | CFP | Sep 2025 (1y) | |
| David L. Swenson | Registered representative | Sep 2025 (1y) | ||
| William Kendrick Sneckner | Registered representative | CFP | Sep 2025 (1y) | |
| George W Smith | Registered representative | Sep 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $97.7M (82% of AUM) Mar 2026
- Fidelity Brokerage Services $21.2M (18% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗