Paradigm Investment Advisory, Llc
- Regulatory AUM
- $425M
- Discretionary
- $425M
- Clients
- 645
- Avg AUM / client
- $659K
- Accounts
- 645
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 81 | $238M | 56.1% |
| High net worth individuals | 563 | $154M | 36.2% |
| Charitable organizations | 1 | $32.6M | 7.66% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Timothy Provinsal | Managing Director/Cco | Dec 2024 (2y) | 75% or more | |
| Andrew Wright Bruen | Registered representative | Jan 2025 (2y) | ||
| William Bruen Jr. | Registered representative | Jan 2025 (2y) | ||
| John Anthony Naphor | Registered representative | Aug 2025 (1y) | ||
| Kevin Dru Korondi | Registered representative | Aug 2025 (1y) | ||
| Konstantin Richard Danias | Registered representative | CFP | Nov 2025 (1y) | |
| Andrew Koltunowicz | Registered representative | Dec 2025 (1y) | ||
| Joseph Kevin White | Registered representative | CFP CFA | Jan 2026 (1y) | |
| Scott William Mc Caffery | Registered representative | CFP | Feb 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- LPL Financial $344M (81% of AUM) Mar 2026
- Charles Schwab & Co. $81.3M (19% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗