AUMdb

W&S Advisory Services, Llc

SEC-registered Wealth Manager · Boutique (under $100M) CRD 334683 · SEC file 801-132082 · Cincinnati, OH · meetfabric.com
☆ Save with Pro ADV data as of May 07, 2026
Regulatory AUM
$5.3M
Discretionary
$5.3M
Clients
6,689
Avg AUM / client
$791
Accounts
6,689
Employees
9

AUM over time

$0 $5.3M
Dec 2024 May 2026

Annual snapshots from Form ADV filings · as of May 07, 2026

Asset allocation (SMA assets by investment type)

as of May 07, 2026
Registered investment companies (funds/ETFs)
$5.3M 100%

Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 6,689 $5.3M 100.0%

People (10)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Kyle Thomas Gleich Registered representative May 2025 (1y)
Robert Andrew Neff Registered representative May 2025 (1y)
Hussain M Ali Registered representative Chartered Financial Consultant May 2025 (1y)
James Craig Hynd Registered representative CFP Chartered Financial Consultant Dec 2025 (1y)
Timothy Steven Stearns Registered representative Dec 2025 (1y)
Aaron Nicholas Steffan Registered representative Chartered Financial Consultant Jan 2026 (1y)
James Ross Schleicher Registered representative Chartered Financial Consultant Jan 2026 (1y)
Patrick J Dulzer Registered representative Jan 2026 (1y)
Tyler Andrew Mccullough Registered representative Feb 2026 (0y)
Gareth Cabili Caluducan Registered representative Jun 2026 (0y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/07/2026 1.13 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 07, 2026.

View current Form ADV (SEC/IAPD) ↗