Van Diest Capital, Llc
- Regulatory AUM
- $144M
- Discretionary
- $144M
- Clients
- 467
- Avg AUM / client
- $309K
- Accounts
- 985
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 359 | $49.6M | 34.4% |
| High net worth individuals | 70 | $90.6M | 62.9% |
| Pension and profit sharing plans | 35 | $3.7M | 2.58% |
| Corporations and other businesses | 3 | $242K | 0.17% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Roger Van Diest | Registered representative | Apr 2025 (1y) | ||
| Bryce William Littler | Registered representative | CFP | Nov 2025 (1y) | |
| Benjamin Rasmussen | Registered representative | Nov 2025 (1y) | ||
| Eric Michael Dawson | Registered representative | Nov 2025 (1y) | ||
| Seth Bradley Fulton | Registered representative | Nov 2025 (1y) | ||
| Tyler Paul Dawson | Registered representative | Nov 2025 (1y) | ||
| William David Bertran | Registered representative | Nov 2025 (1y) | ||
| Ryan Gerardy | Registered representative | CFP | Jul 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/09/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Truist Financial Corp $126M (87% of AUM) Jul 2026
- Altruist Financial $126M (87% of AUM) Aug 2026
- Charles Schwab & Co. $18.0M (13% of AUM) Aug 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 25, 2026.
View current Form ADV (SEC/IAPD) ↗