Warner Group Llc
- Regulatory AUM
- $458M
- Discretionary
- $458M
- Clients
- 758
- Avg AUM / client
- $605K
- Accounts
- 1,332
- Employees
- 20
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 409 | $97.1M | 21.2% |
| High net worth individuals | 330 | $346M | 75.5% |
| Pension and profit sharing plans | 13 | $10.9M | 2.37% |
| Charitable organizations | Fewer than 5 | $996K | 0.22% |
| Corporations and other businesses | 6 | $3.2M | 0.71% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bette Lynn Paez | Registered representative | CFP Chartered Financial Consultant | Apr 2025 (1y) | |
| Brian Patrick Boyd | Registered representative | Apr 2025 (1y) | ||
| James Alan Warner | Registered representative | CFP | Apr 2025 (1y) | |
| Rachael Ciocca | Registered representative | Apr 2025 (1y) | ||
| Robyn M Wolcott | Registered representative | CFP | Apr 2025 (1y) | |
| John Andrew Kinney | Registered representative | Apr 2025 (1y) | ||
| Kevin Ronald Sullivan | Registered representative | Nov 2025 (1y) | ||
| Daniel John German | Registered representative | Apr 2026 (0y) | ||
| Sarah Jayne Layton | Registered representative | Jun 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/08/2026 | 934 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- LPL Financial $458M (100% of AUM) Jul 2026
- Charles Schwab & Co. $363M (100% of AUM) Dec 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 08, 2026.
View current Form ADV (SEC/IAPD) ↗