Exponent Wealth Llc
- Regulatory AUM
- $110M
- Discretionary
- $71.0M
- Clients
- 96
- Avg AUM / client
- $1.1M
- Accounts
- 464
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 67 | $23.7M | 21.5% |
| High net worth individuals | 29 | $86.6M | 78.5% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alec L Ferguson | Registered representative | CFA | Mar 2025 (1y) | |
| Avereigh Layne Clarke | Registered representative | Mar 2025 (1y) | ||
| Dylan Payne | Registered representative | Apr 2025 (1y) | ||
| Laura J Caler | Registered representative | Feb 2026 (1y) | ||
| Joseph William Adair | Registered representative | CFP | Feb 2026 (1y) | |
| Ben Brackett | Registered representative | CFP | Feb 2026 (0y) | |
| Nicholas Charles Olsen | Registered representative | May 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/14/2026 | 1.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $66.5M (60% of AUM) Jul 2026
- Truist Financial Corp $6.9M (22% of AUM) May 2026
- Altruist Financial $6.1M (6% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 29, 2026.
View current Form ADV (SEC/IAPD) ↗