Amplius Asset Management, Llc
SEC-registered
Mutual Fund / Asset Manager · Small ($100M–$1B)
CRD 334991
· SEC file 801-132157
· Blue Bell, PA
· www.ampliusetfs.com
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ADV data as of Sep 24, 2026
- Regulatory AUM
- $247M
- Discretionary
- $247M
- Clients
- 1
- Avg AUM / client
- $247M
- Accounts
- 1
- Employees
- 12
AUM over time
$0
$247M
Feb 10, 2025
Sep 24, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $247M | 100.0% |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 981 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • SPONSORSHIP ARRANGEMENTS
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 24, 2026.
View current Form ADV (SEC/IAPD) ↗